Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marcus? Claim Your ProfileMarcus Ho is a financial advisor currently registered with Mizuho Securities USA LLC. Marcus has been in the industry since December 30, 2000. Previously, Marcus was registered with Citigroup Global Markets Inc. and The Nikko Securities Co. International, Inc.. Marcus holds FINRA Series 7, 63 and SIE registrations. Marcus has licenses to offer securities and investment advisory services in all 50 U.S. states, the District of Columbia and Puerto Rico. The branch office for Marcus Ho is located in San Francisco, California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
02/11/2016 - Present
Mizuho Securities USA LLC (SAN FRANCISCO CA)
CA
11/09/2009 - 06/06/2014
CITIGROUP GLOBAL MARKETS INC. (SAN FRANCISCO CA)
NY
02/05/1999 - 02/09/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
07/29/1998 - 01/04/2001
THE NIKKO SECURITIES CO. INTERNATIONAL, INC. (NEW YORK NY)
BC
Issued 08/24/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/30/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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