Unclaimed
Marcus Wyman is a financial professional with over 6 years of experience in the industry. Marcus currently works at Scotia Capital (usa) Inc., where they began their current role on May 3, 2023. Marcus previously worked at HSBC Securities (USA) Inc., where they were registered from February 1, 2017, to May 9, 2023. Marcus is registered in all 50 states and the District of Columbia. They hold the Series 63, Series 7, Series 79 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/03/2023 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
02/01/2017 - 05/09/2023
HSBC SECURITIES (USA) INC. (NEW YORK NY)
BC
Issued 02/17/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/2017
Series 7 - General Securities Representative Examination
BC
Issued 02/01/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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