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Marcus Duffield Whitelaw

Northwestern Mutual Investment Services, LLC

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About Marcus Duffield Whitelaw

Marcus Duffield Whitelaw is a financial advisor with over 25 years of experience in the industry. Marcus is currently registered with Northwestern Mutual Investment Services, LLC and has previously held positions at firms such as NYLIFE Distributors LLC, Nationwide Investment Services Corporation, Vista Fund Distributors, Inc., Hornor, Townsend & Kent, Inc., Sigma Financial Corporation and Aetna Investment Services, Inc.. Marcus holds the Series 6, 7 and SIE licenses. Marcus is licensed in Michigan and Wisconsin.

Firm Information

Marcus Whitelaw is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Marcus Whitelaw’s Registration & Firm History

WI

03/19/2012 - Present

Northwestern Mutual Investment Services, LLC (Milwaukee WI)

NJ

03/19/2007 - 05/06/2011

NYLIFE DISTRIBUTORS LLC (JERSEY CITY NJ)

OH

03/12/2001 - 03/05/2007

NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)

MA

03/15/2000 - 03/19/2001

VISTA FUND DISTRIBUTORS, INC. (BOSTON MA)

PA

07/08/1998 - 03/21/2000

HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)

MI

06/10/1996 - 03/02/1998

SIGMA FINANCIAL CORPORATION (ANN ARBOR MI)

CT

01/11/1994 - 07/10/1996

AETNA INVESTMENT SERVICES, INC. (WINDSOR CT)

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Licenses & Designations

BC

Issued 05/31/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/15/1997

Series 7 - General Securities Representative Examination

BC

Issued 11/28/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Marcus Duffield Whitelaw.
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