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Marcus Domenic Mattielli

Pershing LLC

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About Marcus Domenic Mattielli

Marcus Mattielli is a financial professional with over 20 years of experience in the industry. Marcus is currently registered with Pershing LLC. Prior to that, Marcus was employed by ICAP Corporates LLC, Neuberger Berman, LLC, IDX Derivatives, LLC and Tullett Liberty Securities Inc. Marcus holds FINRA Series 3, 7, 24, 30, 52 and 63 licenses as well as the SIE exam. Marcus is currently licensed in New Jersey and New York.

Firm Information

Marcus Mattielli is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Marcus Mattielli’s Registration & Firm History

NJ

08/21/2014 - Present

Pershing LLC (JERSEY CITY NJ)

NJ

10/09/2007 - 07/01/2014

ICAP CORPORATES LLC (JERSEY CITY NJ)

NY

07/10/2006 - 10/09/2007

NEUBERGER BERMAN, LLC (NEW YORK NY)

MA

10/12/2005 - 07/05/2006

IDX DERIVATIVES, LLC (COHASSET MA)

NY

12/01/2003 - 09/19/2005

TULLETT LIBERTY SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/17/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/28/2013

Series 30 - NFA Branch Manager Examination

BC

Issued 06/29/2013

Series 24 - General Securities Principal Examination

BC

Issued 07/28/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/20/2012

Series 3 - National Commodity Futures Examination

BC

Issued 11/30/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Marcus Domenic Mattielli.
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