Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marcus? Claim Your ProfileMarcus Smith is a financial professional with over 10 years of experience in the financial services industry. Marcus is currently registered with MML Investors Services, LLC and has been with the firm since January 2024. Before joining MML Investors Services, LLC, Marcus was with Principal Securities, Inc. and Transamerica Financial Advisors, Inc. Marcus has a wide range of experience in providing financial advice to individuals, businesses, and institutions. Marcus holds the Series 6, Series 63, Series 65, and Series 6TO licenses. Marcus is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
FL
05/14/2024 - Present
MML Investors Services, LLC (MELBOURNE FL)
FL
02/10/2023 - 11/14/2023
PRINCIPAL SECURITIES, INC. (MELBOURNE FL)
FL
04/28/2021 - 12/31/2022
TRANSAMERICA FINANCIAL ADVISORS, INC (ORLANDO FL)
FL
09/13/2019 - 12/31/2019
PFS INVESTMENTS INC. (COCOA BEACH FL)
GA
04/05/2007 - 09/26/2007
PRINCOR FINANCIAL SERVICES CORPORATION (ATLANTA GA)
GA
05/30/2006 - 09/08/2006
AMERICAN CLASSIC SECURITIES, INC. (ATLANTA GA)
GA
05/13/2004 - 12/31/2004
PFS INVESTMENTS INC. (DULUTH GA)
IA
Issued 05/03/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/04/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/13/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/04/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Marcus Smith is the right advisor for you? Invested Better is here to help.
