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Marcus Cole McCain

Tickrs Clearing

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About Marcus Cole McCain

Marcus McCain is a financial professional with over 10 years of experience in the industry. Marcus is currently registered with Tickrs Clearing and DOO Financial US, Inc., and holds Series 7, 24, 63, 99TO and SIE licenses. Marcus has a strong track record of success in providing financial advice and investment management services to clients. Marcus is dedicated to providing personalized service and helping clients achieve their financial goals.

Firm Information

Marcus McCain is currently registered with Tickrs Clearing. Tickrs Clearing is a Limited Liability Company formed on December 22, 2020. It is registered in 15 states, including California, Colorado, Connecticut, Delaware, Georgia, Hawaii, Illinois, Michigan, Montana, Nevada, New York, Oregon, Pennsylvania, South Carolina, and Texas. The firm also has an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

10

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Marcus McCain’s Registration & Firm History

CA

02/07/2023 - Present

Tickrs Clearing (IRVINE CA)

CA

02/08/2017 - 07/31/2017

VELOX SECURITIES, INC. (ANAHEIM CA)

TX

03/30/2015 - 01/18/2017

CAPITAL ONE INVESTING, LLC (PLANO TX)

TX

10/07/2014 - 12/12/2014

BEHRINGER SECURITIES LP (DALLAS TX)

MO

07/02/2013 - 09/19/2014

SCOTTRADE, INC. (ST. LOUIS MO)

TX

06/26/2012 - 12/21/2012

APEX CLEARING CORPORATION (DALLAS TX)

TX

02/10/2010 - 08/01/2012

PENSON FINANCIAL SERVICES, INC. (DALLAS TX)

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Licenses & Designations

BC

Issued 11/02/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/16/2013

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 07/31/2017

SIE - Securities Industry Essentials Examination

BC

Issued 02/09/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Marcus Cole McCain.
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