Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marcus? Claim Your ProfileMarcus Claude Jones is a financial advisor registered with UBS Financial Services Inc. Marcus has been in the securities industry since 2007. Marcus is a licensed securities representative with 12 years of experience in the industry. Marcus has been registered with UBS Financial Services Inc. since 2019. Marcus holds a Series 7, Series 63, and Series 66 license. Marcus is registered to offer investment advice and sell securities in 13 states. Marcus is registered with UBS Financial Services Inc., which has offices in Palo Alto and San Francisco. UBS Financial Services Inc. is a registered investment advisor with over $702 billion in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
12/11/2019 - Present
UBS Financial Services Inc. (Palo Alto CA)
NY
03/27/2007 - 06/19/2015
UBS SECURITIES LLC (NEW YORK NY)
BOTH
Issued 12/11/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/18/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/04/2019
Series 7TO - General Securities Representative Examination
BC
Issued 11/04/2019
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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