Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marcus? Claim Your ProfileMarcus Christopher Rowe is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Marcus has been in the industry since 2002. Marcus is a Series 6, 7, 9, 10, 63 and 66 licensed professional, and currently holds registrations in 53 states and 2 territories. Marcus has held positions at Wachovia Securities, LLC and Merrill Lynch, Pierce, Fenner & Smith Inc. in the past. In addition to being a financial advisor, Marcus also has a number of other business interests. These include being an advisory board member for the Early Learning Coalition of Duval, owning a rental property, and owning Front Rowe Sports Ventures LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
04/27/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAINT AUGUSTINE FL)
FL
09/12/2007 - 11/21/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)
MO
09/26/2002 - 03/22/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
BOTH
Issued 09/27/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/26/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/14/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/18/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/2007
Series 7 - General Securities Representative Examination
BC
Issued 09/23/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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