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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marcus? Claim Your ProfileMarcus Christian Fagersten is a financial advisor with UBS Financial Services Inc. in Mill Valley, CA. Marcus has been in the financial industry since 1993 and has experience with a variety of financial products and services. Marcus is registered with FINRA and holds Series 3, 7, 9, 10, 63, and 65 licenses. Marcus is also registered as an Investment Advisor Representative (IAR) in California and Texas. Previously, Marcus was employed by CITIGROUP GLOBAL MARKETS INC., H.J. MEYERS & CO., INC., SMITH BARNEY SHEARSON INC., and LEHMAN BROTHERS INC.. Marcus has a strong track record of providing financial advice and investment management services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
11/01/2004 - Present
UBS Financial Services Inc. (SAN FRANCISCO CA)
NY
10/18/1994 - 07/20/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
03/31/1994 - 10/26/1994
H.J. MEYERS & CO., INC. (ROCHESTER NY)
NY
07/31/1993 - 01/12/1994
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NY
06/28/1993 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 11/22/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/02/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/15/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/09/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/04/2007
Series 3 - National Commodity Futures Examination
BC
Issued 06/26/1993
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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