Unclaimed
Marcus Anton Fabiano is a financial professional with over 17 years of experience in the industry. Marcus is currently registered with Raymond James & Associates, Inc. and has held previous positions with J.P. Morgan Securities LLC, Chase Investment Services Corp., Hantz Financial Services, Inc. and Sunset Financial Services, Inc. Marcus holds the Series 63, 65, 7 and SIE licenses. He is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
01/11/2023 - Present
Raymond James & Associates, Inc. (Memphis TN)
AZ
08/20/2019 - 01/11/2023
RAYMOND JAMES & ASSOCIATES, INC. (SCOTTSDALE AZ)
AZ
10/01/2012 - 05/03/2019
J.P. MORGAN SECURITIES LLC (SCOTTSDALE AZ)
MI
06/08/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (BIRMINGHAM MI)
MI
04/30/2008 - 10/08/2009
HANTZ FINANCIAL SERVICES, INC. (GRANDVILLE MI)
MI
11/03/2004 - 02/01/2008
SUNSET FINANCIAL SERVICES, INC. (HOLLAND MI)
IA
Issued 08/31/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/23/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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