Unclaimed
Marcus Arneaud is a financial advisor in Boca Raton, FL with over 23 years of experience in the financial services industry. Marcus has worked with B. Riley Wealth Advisors, Inc. since March 2022, and has previously held positions at National Securities Corporation, Securities America, Inc., Investcorp, Inc., Summit Brokerage Services, Inc., Welcome Life Securities, LLC, US Euro Securities, Inc, H. Beck, Inc., VSR Financial Services, Inc., Gunnallen Financial, Inc, First Montauk Securities Corp., First Union Securities Financial Network, Inc., JWGenesis Securities, Inc., FAS Wealth Management Services, Inc., and Biltmore Securities, Inc. Marcus holds Series 4, 7, 9, 10, 14, 24, 27, 63, 65, 79TO, 99TO and SIE licenses and is a Registered Representative of B. Riley Wealth Advisors, Inc. and an Investment Advisor Representative of B. Riley Wealth Advisors, Inc. Marcus's specializations include investment management, financial planning, retirement planning, estate planning, and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
03/11/2022 - Present
B. Riley Wealth Advisors, Inc. (Boca Raton FL)
FL
03/08/2022 - 07/22/2022
NATIONAL SECURITIES CORPORATION (BOCA RATON FL)
FL
07/09/2020 - 10/29/2021
SECURITIES AMERICA, INC. (FT. LAUDERDALE FL)
FL
05/14/2012 - 09/22/2020
INVESTACORP, INC. (MIAMI FL)
FL
07/22/2011 - 05/14/2012
SUMMIT BROKERAGE SERVICES, INC. (BOCA RATON FL)
FL
05/04/2009 - 07/15/2011
INVESTACORP, INC. (MIAMI FL)
FL
12/13/2007 - 04/27/2009
WELCOME LIFE SECURITIES, LLC (BOCA RATON FL)
FL
12/18/2007 - 04/04/2008
US EURO SECURITIES, INC (PERDIDO KEY FL)
FL
10/31/2007 - 12/18/2007
H. BECK, INC. (FORT LAUDERDALE FL)
FL
01/08/2007 - 10/31/2007
VSR FINANCIAL SERVICES, INC. (FORT LAUDERDALE FL)
FL
04/29/2002 - 01/10/2007
GUNNALLEN FINANCIAL, INC (COCONUT CREEK FL)
NJ
01/16/2002 - 05/02/2002
FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)
MO
07/29/1999 - 12/31/2001
FIRST UNION SECURITIES FINANCIAL NETWORK, INC. (ST. LOUIS MO)
FL
07/29/1999 - 01/02/2001
JWGENESIS SECURITIES, INC. (BOCA RATON FL)
FL
08/31/1998 - 12/15/1998
FAS WEALTH MANAGEMENT SERVICES, INC. (SARASOTA FL)
FL
06/20/1997 - 08/31/1998
BILTMORE SECURITIES, INC. (FT. LAUDERDALE FL)
IA
Issued 04/26/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/27/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 02/21/2002
Series 27 - Financial and Operations Principal Examination
BC
Issued 09/15/2000
Series 4 - Registered Options Principal Examination
BC
Issued 05/31/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/21/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/06/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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