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Marcus Anthony Arneaud

B. Riley Wealth Advisors, Inc.

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About Marcus Anthony Arneaud

Marcus Arneaud is a financial advisor in Boca Raton, FL with over 23 years of experience in the financial services industry. Marcus has worked with B. Riley Wealth Advisors, Inc. since March 2022, and has previously held positions at National Securities Corporation, Securities America, Inc., Investcorp, Inc., Summit Brokerage Services, Inc., Welcome Life Securities, LLC, US Euro Securities, Inc, H. Beck, Inc., VSR Financial Services, Inc., Gunnallen Financial, Inc, First Montauk Securities Corp., First Union Securities Financial Network, Inc., JWGenesis Securities, Inc., FAS Wealth Management Services, Inc., and Biltmore Securities, Inc. Marcus holds Series 4, 7, 9, 10, 14, 24, 27, 63, 65, 79TO, 99TO and SIE licenses and is a Registered Representative of B. Riley Wealth Advisors, Inc. and an Investment Advisor Representative of B. Riley Wealth Advisors, Inc. Marcus's specializations include investment management, financial planning, retirement planning, estate planning, and insurance.

Firm Information

Marcus Arneaud is currently registered with B. Riley Wealth Advisors, Inc.. B. Riley Wealth Advisors, Inc. is a financial advisory firm with approximately $7.64 billion in regulatory assets under management. The firm offers financial planning, pension consulting, and educational seminars, and it provides portfolio management for individuals, businesses, and other investment advisers. The firm serves a variety of client types, including high-net-worth individuals, corporations, and pension and profit-sharing plans. B. Riley Wealth Advisors, Inc. is headquartered in Memphis, Tennessee.
B. Riley Wealth Advisors, Inc.

40 S. MAIN ST.

MEMPHIS, TN 38103

$7.65B

Assets Under Management

40

Total Clients

338

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Marcus Arneaud’s Registration & Firm History

FL

03/11/2022 - Present

B. Riley Wealth Advisors, Inc. (Boca Raton FL)

FL

03/08/2022 - 07/22/2022

NATIONAL SECURITIES CORPORATION (BOCA RATON FL)

FL

07/09/2020 - 10/29/2021

SECURITIES AMERICA, INC. (FT. LAUDERDALE FL)

FL

05/14/2012 - 09/22/2020

INVESTACORP, INC. (MIAMI FL)

FL

07/22/2011 - 05/14/2012

SUMMIT BROKERAGE SERVICES, INC. (BOCA RATON FL)

FL

05/04/2009 - 07/15/2011

INVESTACORP, INC. (MIAMI FL)

FL

12/13/2007 - 04/27/2009

WELCOME LIFE SECURITIES, LLC (BOCA RATON FL)

FL

12/18/2007 - 04/04/2008

US EURO SECURITIES, INC (PERDIDO KEY FL)

FL

10/31/2007 - 12/18/2007

H. BECK, INC. (FORT LAUDERDALE FL)

FL

01/08/2007 - 10/31/2007

VSR FINANCIAL SERVICES, INC. (FORT LAUDERDALE FL)

FL

04/29/2002 - 01/10/2007

GUNNALLEN FINANCIAL, INC (COCONUT CREEK FL)

NJ

01/16/2002 - 05/02/2002

FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)

MO

07/29/1999 - 12/31/2001

FIRST UNION SECURITIES FINANCIAL NETWORK, INC. (ST. LOUIS MO)

FL

07/29/1999 - 01/02/2001

JWGENESIS SECURITIES, INC. (BOCA RATON FL)

FL

08/31/1998 - 12/15/1998

FAS WEALTH MANAGEMENT SERVICES, INC. (SARASOTA FL)

FL

06/20/1997 - 08/31/1998

BILTMORE SECURITIES, INC. (FT. LAUDERDALE FL)

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Licenses & Designations

IA

Issued 04/26/2002

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/27/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 02/21/2002

Series 27 - Financial and Operations Principal Examination

BC

Issued 09/15/2000

Series 4 - Registered Options Principal Examination

BC

Issued 05/31/2000

Series 24 - General Securities Principal Examination

BC

Issued 01/21/2000

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 12/06/1999

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/19/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Marcus Anthony Arneaud.
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