Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marcus? Claim Your ProfileMarcus Alford is a financial advisor with Northwestern Mutual Investment Services, LLC. Marcus has been in the financial services industry since January 4, 2017. Marcus has a Series 6, Series 63 and SIE license. Marcus is currently registered with FINRA and is a registered representative in Alabama, Georgia, Indiana, Texas and Virginia. Marcus has previously worked for J.P. MORGAN SECURITIES LLC and WELLS FARGO CLEARING SERVICES, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
GA
10/28/2020 - Present
Northwestern Mutual Investment Services, LLC (Atlanta GA)
GA
10/31/2019 - 10/13/2020
J.P. MORGAN SECURITIES LLC (MARIETTA GA)
GA
10/07/2016 - 08/15/2019
WELLS FARGO CLEARING SERVICES, LLC (ATHENS GA)
BC
Issued 10/18/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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