Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marcus? Claim Your ProfileMarcus Andrew Kempton is a financial professional with over 20 years of experience in the financial services industry. Marcus is currently registered with Sammons Financial Network, LLC and is licensed to sell securities in Illinois, Kansas, Missouri, and Nebraska. Marcus has a strong background in investment company products and variable contracts, having earned the Series 6, Series 26, and Series 63 licenses. Marcus has previously worked with AEI Securities, Inc., Sentinel Financial Services Company, MetLife Investors Distribution Company, Tower Square Securities, Inc., Nationwide Investment Services Corporation, and Nationwide Advisory Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IA
02/06/2012 - Present
Sammons Financial Network, LLC (WEST DES MOINES IA)
MN
06/27/2011 - 11/23/2011
AEI SECURITIES, INC. (ST. PAUL MN)
VT
06/27/2008 - 01/26/2011
SENTINEL FINANCIAL SERVICES COMPANY (MONTPELIER VT)
NY
04/01/2006 - 06/20/2008
METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)
CA
08/17/2004 - 04/01/2006
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
OH
12/22/2000 - 07/28/2004
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
OH
03/29/2000 - 12/31/2000
NATIONWIDE ADVISORY SERVICES, INC. (COLUMBUS OH)
IL
11/25/1998 - 03/16/2000
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
BC
Issued 01/06/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/13/2021
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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