Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marcus? Claim Your ProfileMarcus Anderson Nield is an investment advisor representative associated with D.a. Davidson & Co.. Marcus has been in the industry since 2002. Marcus has a total of 2 state exams, 2 product exams and 1 principal exam. Marcus holds licenses in 7 states and has an active registration with FINRA. Marcus is currently working at the Denver branch office of the firm.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
03/09/2022 - Present
D.a. Davidson & Co. (DENVER CO)
UT
05/08/2017 - 08/10/2021
D.A. DAVIDSON & CO. (Farmington UT)
UT
03/03/2017 - 05/03/2017
BREAN CAPITAL, LLC (FARMINGTON UT)
UT
04/06/2015 - 03/06/2017
D.A. DAVIDSON & CO. (MIDVALE UT)
UT
08/02/2013 - 04/06/2015
INCAPITAL LLC (SALT LAKE CITY UT)
UT
10/25/2012 - 08/07/2013
PIERPONT SECURITIES LLC (SALT LAKE CITY UT)
UT
03/19/2012 - 03/04/2013
CORTVIEW CAPITAL SECURITIES LLC (SALT LAKE CITY UT)
UT
06/19/2002 - 03/20/2012
ZIONS DIRECT, INC. (SALT LAKE CITY UT)
IA
Issued 09/21/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/21/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/07/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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