Unclaimed
Marcus Hume is a financial advisor with LPL Financial LLC in BIRMINGHAM, AL. Marcus has been working in the financial industry since January 12, 2014. Marcus has a Series 6, Series 7, Series 63 and Series 65 licenses. Marcus is also a Certified Financial Planner. Marcus has been with LPL Financial LLC since August 2021 and was previously with Northwestern Mutual Investment Services, LLC. Marcus provides financial planning, portfolio management for businesses and individuals, pension consulting and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
08/31/2021 - Present
LPL Financial LLC (BIRMINGHAM AL)
AL
01/02/2014 - 09/04/2018
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Vestavia AL)
IA
Issued 12/02/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/15/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/04/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/2014
Series 7 - General Securities Representative Examination
BC
Issued 12/30/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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