Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marcus? Claim Your ProfileMarcus Afzali is a financial advisor at Raymond James & Associates, Inc. Marcus has over 10 years of experience in the financial services industry and holds licenses for both Series 6 and Series 7. Marcus is also a Registered Options Principal and a General Securities Principal. Previously, Marcus has held positions at Carillon Fund Distributors, Inc., Morgan Stanley, and T. Rowe Price Investment Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
02/04/2022 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
FL
03/05/2020 - 10/04/2022
CARILLON FUND DISTRIBUTORS, INC. (ST. PETERSBURG FL)
NY
11/30/2018 - 02/21/2020
MORGAN STANLEY (PURCHASE NY)
MD
09/16/2011 - 09/20/2018
T. ROWE PRICE INVESTMENT SERVICES, INC. (OWINGS MILLS MD)
BC
Issued 11/16/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/27/2016
Series 4 - Registered Options Principal Examination
BC
Issued 04/20/2015
Series 24 - General Securities Principal Examination
BC
Issued 09/20/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2013
Series 7 - General Securities Representative Examination
BC
Issued 09/15/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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