Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marcus? Claim Your ProfileMarcus Rolls is an investment advisor representative who has been active in the financial services industry since August 11, 2009. Currently, Marcus is registered with Morgan Stanley, with branch offices in Richmond and Houston, Texas. Marcus has a wide range of experience having previously worked for J.P. Morgan Securities LLC, Wells Fargo Advisors, LLC, and Chase Investment Services Corp. Prior to joining Morgan Stanley, Marcus was registered with J.P. Morgan Securities LLC from September 28, 2020, to June 15, 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
TX
06/21/2021 - Present
Morgan Stanley (Richmond TX)
TX
09/28/2020 - 06/15/2021
J.P. MORGAN SECURITIES LLC (HOUSTON TX)
TX
12/01/2011 - 09/18/2020
MORGAN STANLEY (PLANO TX)
TX
12/10/2010 - 12/02/2011
WELLS FARGO ADVISORS, LLC (HOUSTON TX)
TX
06/15/2009 - 10/26/2010
CHASE INVESTMENT SERVICES CORP. (MISSOURI CITY TX)
BOTH
Issued 01/04/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/25/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/26/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/21/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/2016
Series 3 - National Commodity Futures Examination
BC
Issued 12/09/2010
Series 7 - General Securities Representative Examination
BC
Issued 06/11/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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