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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marcphillipe? Claim Your ProfileMarcphillipe Mongeon is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Marcphillipe Mongeon has been in the industry since November 6, 2017. Marcphillipe Mongeon has passed the Series 7, Series 66 and SIE exams and is registered in California, Arizona, Florida, Nevada, Oregon, Texas, and Washington. Marcphillipe Mongeon previously worked at TD Ameritrade, Inc., Scottrade, Inc., and RBC Capital Markets, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
01/24/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAN DIEGO CA)
CA
03/05/2018 - 04/20/2021
TD AMERITRADE, INC. (San Diego CA)
CA
02/23/2017 - 03/05/2018
SCOTTRADE, INC. (SAN DIEGO CA)
CA
03/01/2016 - 02/16/2017
RBC CAPITAL MARKETS, LLC (LA JOLLA CA)
BOTH
Issued 5/16/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/22/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/1/2016
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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