Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marcphillipe? Claim Your ProfileMarcphillipe Mongeon is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Marcphillipe is also an Investment Advisor Representative. Marcphillipe has been in the industry since November 6, 2017. Marcphillipe holds the Series 66, 7, and SIE licenses. Marcphillipe has worked for several financial institutions, including TD Ameritrade, Inc., SCOTTRADE, INC., and RBC Capital Markets, LLC. Marcphillipe's current employment is at Merrill Lynch, Pierce, Fenner & Smith Inc., where they are registered in California and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
01/24/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAN DIEGO CA)
CA
03/05/2018 - 04/20/2021
TD AMERITRADE, INC. (San Diego CA)
CA
02/23/2017 - 03/05/2018
SCOTTRADE, INC. (SAN DIEGO CA)
CA
03/01/2016 - 02/16/2017
RBC CAPITAL MARKETS, LLC (LA JOLLA CA)
BOTH
Issued 05/16/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/22/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2016
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Marcphillipe Mongeon is the right advisor for you? Invested Better is here to help.
