Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marcos? Claim Your ProfileMarcos Palma Garcia is an active investment advisor representative with Edward Jones. Marcos has been in the industry for 3 years. Marcos has been registered with Edward Jones since October 2023. Prior to that, Marcos was affiliated with Northwestern Mutual Investment Services, LLC, NYLIFE Securities LLC and Wells Fargo Clearing Services, LLC. Marcos has a Series 7TO, Series 63 and Series 66 license. Marcos is registered in the state of California and is an active member of the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
12/05/2024 - Present
Edward Jones (WALNUT CREEK CA)
CA
09/06/2022 - 10/19/2023
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Walnut Creek CA)
CA
09/30/2021 - 08/09/2022
NYLIFE SECURITIES LLC (BRENTWOOD CA)
CA
10/03/2019 - 04/08/2021
WELLS FARGO CLEARING SERVICES, LLC (ANTIOCH CA)
BOTH
Issued 12/18/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/17/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/23/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/03/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/12/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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