Unclaimed
Marcos Michael Ruiz is a financial advisor with Voya Retirement Advisors, LLC, based in Manchester, Connecticut. Marcos has been in the financial services industry since 2018 and holds both Series 6, 7, and 63 licenses. Marcos specializes in providing financial advice to individuals and businesses. Marcos previously worked with Voya Financial Partners, LLC in Windsor, Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
07/14/2023 - Present
Voya Retirement Advisors, LLC (MANCHESTER CT)
CT
11/18/2019 - 07/28/2022
VOYA FINANCIAL ADVISORS, INC. (WINDSOR CT)
CT
03/27/2018 - 11/15/2019
VOYA FINANCIAL PARTNERS, LLC (WINDSOR CT)
BOTH
Issued 12/31/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/02/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/14/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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