Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marcos? Claim Your ProfileMarcos Guillermo Ubinas is an investment advisor representative and has been in the financial services industry for over 18 years. Currently, Marcos Ubinas is registered with Cetera Investment Advisers LLC. Marcos Ubinas has been with Cetera Investment Advisers LLC since June 2021. Previously, Marcos Ubinas was registered with PRUCO SECURITIES, LLC. from October 2020 to June 2021. Marcos Ubinas also held registrations with HSBC SECURITIES (USA) INC. from October 2016 to June 2020, J.P. MORGAN SECURITIES LLC from October 2012 to October 2016, CHASE INVESTMENT SERVICES CORP. from August 2009 to October 2012, and AMERIPRISE FINANCIAL SERVICES, INC. from January 2006 to August 2009. Marcos Ubinas is currently licensed in Alabama and Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
06/04/2021 - Present
Cetera Investment Advisers LLC (FORT LAUDERDALE FL)
FL
10/19/2020 - 06/01/2021
PRUCO SECURITIES, LLC. (West Palm Beach FL)
NY
10/27/2016 - 06/05/2020
HSBC SECURITIES (USA) INC. (NEW YORK NY)
FL
10/01/2012 - 10/14/2016
J.P. MORGAN SECURITIES LLC (PLANTATION FL)
FL
08/26/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (PALM BEACH GARDENS FL)
FL
01/23/2006 - 08/04/2009
AMERIPRISE FINANCIAL SERVICES, INC. (PLANTATION FL)
NY
04/07/2003 - 08/29/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 5/2/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 1/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 4/5/2012
Series 4 - Registered Options Principal Examination
BC
Issued 3/19/2012
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/17/2011
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/9/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 4/2/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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