Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marcos? Claim Your ProfileMarcos Guillermo Ubinas is an investment advisor representative associated with Cetera Investment Advisers LLC. Marcos has over 19 years of experience in the financial services industry. Marcos is registered to provide investment advisory services in Florida. Marcos also holds licenses to provide brokerage services in Alabama and Florida. Marcos specializes in providing financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
06/04/2021 - Present
Cetera Investment Advisers LLC (FORT LAUDERDALE FL)
FL
10/19/2020 - 06/01/2021
PRUCO SECURITIES, LLC. (West Palm Beach FL)
NY
10/27/2016 - 06/05/2020
HSBC SECURITIES (USA) INC. (NEW YORK NY)
FL
10/01/2012 - 10/14/2016
J.P. MORGAN SECURITIES LLC (PLANTATION FL)
FL
08/26/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (PALM BEACH GARDENS FL)
FL
01/23/2006 - 08/04/2009
AMERIPRISE FINANCIAL SERVICES, INC. (PLANTATION FL)
NY
04/07/2003 - 08/29/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 05/02/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/05/2012
Series 4 - Registered Options Principal Examination
BC
Issued 03/19/2012
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/17/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 04/02/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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