Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marcos? Claim Your ProfileMarcos Guerreiro is a financial professional with over a decade of experience in the industry. Marcos is currently registered with Capital Client Group, Inc. in California. Prior to joining Capital Client Group, Inc., Marcos was employed by ROBINHOOD FINANCIAL, LLC and FIDELITY BROKERAGE SERVICES LLC. Marcos holds the Series 63, Series 9, Series 10, Series 99TO, SIE and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
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2
CA
06/25/2024 - Present
Capital Client Group, Inc. (IRVINE CA)
CO
08/12/2021 - 06/30/2023
ROBINHOOD FINANCIAL, LLC (Denver CO)
CO
05/20/2010 - 08/03/2021
FIDELITY BROKERAGE SERVICES LLC (GREENWOOD VILLAGE CO)
BC
Issued 05/28/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/14/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/08/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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