Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marcos? Claim Your ProfileMarcos Soltren is a financial advisor who has been in the industry since 1997. Marcos has been registered with Merrill Lynch, Pierce, Fenner & Smith Inc. since 2009 and has been actively working as a financial advisor since then. Prior to that, Marcos was associated with BANC of AMERICA INVESTMENT SERVICES, INC., FIRST CITIZENS INVESTOR SERVICES, INC., and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Marcos currently holds FINRA Series 7 and 66 licenses. Marcos has experience working with a diverse group of clients, including high-net-worth individuals, corporations, insurance companies, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
02/15/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FAYETTEVILLE NC)
NC
07/26/2004 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (FAYETTEVILLE NC)
NC
12/19/2002 - 08/03/2004
FIRST CITIZENS INVESTOR SERVICES, INC. (RALEIGH NC)
NY
08/13/1997 - 12/17/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 08/20/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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