Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marco? Claim Your ProfileMarco Fuentes is a financial advisor with Independent Financial Group, LLC in SAN DIEGO, CA. Marco has been in the financial services industry since 1990. Marco has a diverse background in the industry, having worked with several firms in different roles. Marco holds licenses and certifications in California, including Series 7, 63, 65, 24, 52TO, 53, 9, 10, 99TO, 14, and SIE. Marco has worked with a variety of clients including high-net-worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and individuals other than high-net-worth. Independent Financial Group, LLC offers a variety of services including financial planning, portfolio management for individuals and businesses, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
03/15/2022 - Present
Independent Financial Group, LLC (SAN DIEGO CA)
NY
05/26/2021 - 04/12/2022
OPEN TO THE PUBLIC INVESTING, INC. (NEW YORK NY)
CA
03/02/2020 - 06/01/2021
INDEPENDENT FINANCIAL GROUP, LLC (SAN DIEGO CA)
FL
09/28/2017 - 03/12/2020
J.W. COLE FINANCIAL, INC. (TAMPA FL)
CA
03/07/2016 - 09/27/2017
CENTAURUS FINANCIAL, INC. (ANAHEIM CA)
NY
08/04/2015 - 04/05/2016
ORBIT GROUP LLC (Buffalo NY)
TX
07/11/2012 - 09/08/2014
NEXT FINANCIAL GROUP, INC. (HOUSTON TX)
SC
08/09/2010 - 07/18/2012
FIRST ALLIED SECURITIES, INC. (ROCK HILL SC)
CA
09/09/2009 - 07/26/2010
WHITE PACIFIC SECURITIES, INC. (DEL MAR CA)
FL
05/29/2009 - 09/08/2009
WALLSTREET*E FINANCIAL SERVICES, INC. (CORAL GABLES FL)
CA
08/27/2007 - 05/21/2009
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
CA
01/27/2006 - 08/31/2007
XCU CAPITAL CORPORATION, INC. (EL SEGUNDO CA)
CA
04/08/1998 - 01/23/2006
SCOTTRADE, INC. (CARLSBAD CA)
CA
10/01/1997 - 03/12/1998
ROUND HILL SECURITIES, INC. (ALAMO CA)
TX
07/01/1993 - 11/10/1997
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
CA
03/19/1993 - 07/09/1993
KENNEDY, CABOT & CO. (BEVERLY HILLS CA)
MI
11/18/1991 - 02/08/1993
OLDE DISCOUNT CORPORATION (DETROIT MI)
CA
09/26/1990 - 11/01/1991
KENNEDY, CABOT & CO. (BEVERLY HILLS CA)
CO
05/30/1989 - 07/31/1990
THE STUART-JAMES COMPANY, INCORPORATED (DENVER CO)
NA
01/03/1989 - 01/21/1989
BARABAN SECURITIES, INC.
IA
Issued 01/31/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/09/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/07/1999
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/13/1997
Series 24 - General Securities Principal Examination
BC
Issued 12/23/1992
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 08/17/1992
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Marco Fuentes is the right advisor for you? Invested Better is here to help.
