Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marco? Claim Your ProfileMarco Botta is a financial professional with over 27 years of experience in the industry. Marco is currently registered with J.p. Morgan Securities LLC as a financial advisor in CARPENTERSVILLE, IL. Marco has also held previous roles with CHASE INVESTMENT SERVICES CORP., LASALLE CAPITAL, L.L.C., JEFFERIES & COMPANY, INC., KNIGHT CAPITAL MARKETS, LLC., TRADETECH SECURITIES L.P. and MESIROW FINANCIAL, INC. Marco holds a Series 7, Series 24, Series 55 and Series 63 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
IL
10/01/2012 - Present
J.p. Morgan Securities LLC (CARPENTERSVILLE IL)
IL
08/23/2007 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (CARPENTERSVILLE IL)
IL
09/06/2006 - 04/27/2007
LASALLE CAPITAL, L.L.C. (CHICAGO IL)
NY
02/01/2005 - 11/22/2005
JEFFERIES & COMPANY, INC. (NEW YORK NY)
NY
11/08/1997 - 05/14/2004
KNIGHT CAPITAL MARKETS, LLC. (PURCHASE NY)
IL
04/12/1995 - 11/08/1997
TRADETECH SECURITIES L.P. (CHICAGO IL)
IL
11/02/1993 - 08/26/1994
MESIROW FINANCIAL, INC. (CHICAGO IL)
BC
Issued 03/07/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/15/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/01/1993
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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