Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marco? Claim Your ProfileMarco Antonio Tercero is a financial advisor with over 25 years of experience in the industry. Marco holds multiple licenses and registrations including Series 3, 7, 9, 10, 24, 55, 63 and 65. Marco specializes in providing investment advice and financial planning services to individuals, businesses, and charitable organizations. Marco is currently registered with Wells Fargo Clearing Services, LLC and has previously held positions with several other financial institutions. Marco has a strong understanding of the financial markets and a commitment to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
07/23/2021 - Present
Wells Fargo Clearing Services, LLC (OAKHURST NJ)
NJ
08/25/2006 - 03/27/2007
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
FL
11/23/2001 - 12/08/2001
DISCOVERY CAPITAL GROUP (CORAL SPRINGS FL)
NY
09/27/1999 - 12/17/1999
BEAR, STEARNS & CO. INC. (NEW YORK NY)
FL
01/26/1998 - 06/02/1999
FIRST COLONIAL SECURITIES GROUP, INC. (BOCA RATON FL)
NY
01/09/1998 - 01/28/1998
NICHOLS, SAFINA, LERNER & CO. INC. (NEW YORK NY)
CA
07/14/1997 - 12/31/1997
THOMAS GREEN SECURITIES, INC. (LOS ANGELES CA)
FL
07/24/1995 - 07/16/1997
BARBER & BRONSON INCORPORATED (MIAMI FL)
CA
02/21/1994 - 07/27/1995
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
NY
06/16/1992 - 08/18/1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
02/07/1991 - 05/20/1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
11/27/1990 - 02/04/1991
OPPENHEIMER & CO., INC. (NEW YORK NY)
NY
05/22/1989 - 10/09/1990
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NA
07/19/1988 - 05/22/1989
DREXEL BURNHAM LAMBERT INCORPORATED
IA
Issued 03/08/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/12/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/30/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/29/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/03/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/2009
Series 3 - National Commodity Futures Examination
BC
Issued 08/24/2006
Series 7 - General Securities Representative Examination
BC
Issued 05/08/1999
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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