Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marco antonio? Claim Your ProfileMarco antonio Soares Lockmann is a financial advisor at Morgan Stanley. Marco antonio has been in the financial services industry since 2006. Marco antonio is registered with the state of New York and Connecticut and is also registered with the Financial Industry Regulatory Authority (FINRA) as a registered representative. Marco antonio has passed the Series 63, Series 65, Series 7, and Series 24 exams. Prior to joining Morgan Stanley, Marco antonio worked at Credit Suisse Securities (USA) LLC and Seaport Global Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
09/01/2021 - Present
Morgan Stanley (New York NY)
NY
11/26/2014 - 04/18/2016
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
10/06/2014 - 11/12/2014
SEAPORT GLOBAL SECURITIES LLC (NEW YORK NY)
NY
08/31/2006 - 01/02/2013
BANCO VOTORANTIM SECURITIES, INC. (NEW YORK NY)
NY
05/30/2001 - 06/09/2003
BBA ICATU SECURITIES INC. (NEW YORK NY)
IA
Issued 06/06/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/15/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/26/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Marco antonio Lockmann is the right advisor for you? Invested Better is here to help.
