Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marco? Claim Your ProfileMarco Antonio Rivera is a financial advisor with LPL Financial LLC in SANTA ROSA, CA. Marco has been in the industry since November 19, 2001. Marco has experience with a variety of firms including BROKERSXPRESS LLC, WELLS FARGO INVESTMENTS, LLC, BANC OF AMERICA INVESTMENT SERVICES, INC., CITICORP INVESTMENT SERVICES and CAL FED INVESTMENTS. Marco is licensed to offer advisory services in Arizona, California, Colorado, Idaho, Kansas, Massachusetts, Montana, Nevada, New Mexico, New York, North Carolina, Oregon, Pennsylvania, Tennessee, Texas, Washington and Wyoming. Marco has Series 6, 7, 63, 65 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
09/10/2024 - Present
LPL Financial LLC (SANTA ROSA CA)
CA
05/28/2010 - 05/11/2012
BROKERSXPRESS LLC (WINDSOR CA)
CA
05/01/2009 - 06/10/2010
WELLS FARGO INVESTMENTS, LLC (SANTA ROSA CA)
CA
05/21/2004 - 05/04/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (SONOMA CA)
NY
02/05/2003 - 05/25/2004
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
CA
11/19/2001 - 02/05/2003
CAL FED INVESTMENTS (SACRAMENTO CA)
IA
Issued 12/18/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/26/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/2002
Series 7 - General Securities Representative Examination
BC
Issued 11/16/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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