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Marco Antonio Nava

Wells Fargo Clearing Services, LLC

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About Marco Antonio Nava

Marco Antonio Nava is a registered representative with Wells Fargo Clearing Services, LLC in Bear, Delaware. Marco has been in the securities industry for over 15 years. Marco is licensed in Delaware, where he is both a Registered Representative and Investment Advisor Representative. Previously, Marco held roles with Citigroup Global Markets Inc., Allstate Financial Services, LLC, WM Financial Services, Inc., and SunAmerica Securities, Inc. Marco has experience in providing investment consulting services to institutional clients, as well as financial planning and portfolio management for individuals and businesses.

Firm Information

Marco Nava is currently registered with Wells Fargo Clearing Services, LLC. Wells Fargo Clearing Services, LLC is a Limited Liability Company formed in March 2003 and headquartered in St. Louis, Missouri. They offer a variety of investment advisory services, including financial planning, pension consulting, and portfolio management for individuals, businesses, and institutional clients. With over $10 billion to $50 billion in assets under management, the firm provides services to a diverse client base, including high-net-worth individuals, corporations, charitable organizations, pension plans, and state or municipal government entities. They are registered with the SEC and all 50 states.
Wells Fargo Clearing Services, LLC

ONE NORTH JEFFERSON AVENUE

ST. LOUIS, MO 63103-2205

$558.46B

Assets Under Management

5,927

Total Clients

17,168

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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investment consulting services to institutional clients

Investment consulting services to institutional clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Marco Nava’s Registration & Firm History

DE

03/22/2023 - Present

Wells Fargo Clearing Services, LLC (BEAR DE)

CA

09/18/2008 - 12/07/2009

CITIGROUP GLOBAL MARKETS INC. (CORONA DEL MAR CA)

CA

08/13/2007 - 01/24/2008

ALLSTATE FINANCIAL SERVICES, LLC (SANTA ANA CA)

CA

11/09/2006 - 03/09/2007

WM FINANCIAL SERVICES, INC. (ALHAMBRA CA)

CA

03/06/2006 - 10/02/2006

WM FINANCIAL SERVICES, INC. (LOS ANGELES CA)

AZ

10/02/2002 - 12/13/2002

SUNAMERICA SECURITIES, INC. (PHOENIX AZ)

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Licenses & Designations

IA

Issued 03/15/2023

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/21/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/09/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 01/13/2023

SIE - Securities Industry Essentials Examination

BC

Issued 03/03/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Marco Antonio Nava. Review regulatory record here.
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