Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marco? Claim Your ProfileMarco Antonio Lopez is a financial advisor with Morgan Stanley. Marco has been working in the financial services industry since 2008 and has held previous roles at J.P. MORGAN SECURITIES LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, METLIFE SECURITIES INC., and CHASE INVESTMENT SERVICES CORP. Marco is registered in 55 states and holds a Series 6, 7, 9, 10, 63 and 66 licenses. Marco's areas of expertise include portfolio management for individuals, businesses, and investment companies. Marco is also a registered principal with Morgan Stanley.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CO
10/04/2022 - Present
Morgan Stanley (Greenwood Village CO)
IL
09/01/2017 - 09/15/2022
J.P. MORGAN SECURITIES LLC (Chicago IL)
IL
12/19/2013 - 07/21/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ROLLING MEADOWS IL)
AZ
08/06/2013 - 09/06/2013
METLIFE SECURITIES INC. (TEMPE AZ)
AZ
10/01/2012 - 03/07/2013
J.P. MORGAN SECURITIES LLC (PHOENIX AZ)
AZ
10/30/2008 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (PHOENIX AZ)
BOTH
Issued 03/21/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/07/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/05/2017
Series 4 - Registered Options Principal Examination
BC
Issued 12/23/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/21/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/2014
Series 7 - General Securities Representative Examination
BC
Issued 10/29/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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