Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marco? Claim Your ProfileMarco Andres Rodriguez is a financial advisor at Lee Financial Company, LLC. Marco has over 20 years of experience in the financial services industry, having worked for several firms, including Stonegate Capital Markets, Inc., Roth Capital Partners, LLC, Washington Square Securities, Inc., and Fortis Investors, Inc. Marco holds the Series 6, 7, 24, 26, 28, 63, 65, 79TO, 87, 99TO, and SIE licenses. He is also a Chartered Financial Analyst. Marco specializes in providing financial advice and investment management services to individuals, pensions, profit sharing plans, trusts, estates, charities, corporations, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment advice to individuals, pensions, profit sharing plans, trusts, estates, charities, corporations, businesses
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
09/28/2022 - Present
LEE Financial Company, LLC (DALLAS TX)
TX
12/07/2007 - 10/05/2022
STONEGATE CAPITAL MARKETS, INC. (DALLAS TX)
CA
02/20/2004 - 06/14/2006
ROTH CAPITAL PARTNERS, LLC (NEWPORT BEACH CA)
CT
08/03/1994 - 12/08/1999
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
MN
06/14/1993 - 08/10/1994
FORTIS INVESTORS, INC. (OAKDALE MN)
BC
Issued 03/01/2004
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/29/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/01/2011
Series 24 - General Securities Principal Examination
BC
Issued 08/20/2009
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 02/07/1995
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/12/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 01/18/1996
Series 7 - General Securities Representative Examination
BC
Issued 06/11/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
Not sure Marco Rodriguez is the right advisor for you? Invested Better is here to help.
