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Marco Alfonso Frigeri

Btig, LLC

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About Marco Alfonso Frigeri

Marco Frigeri is a financial professional with over 20 years of experience in the financial services industry. Marco is currently registered with BTIG, LLC and is licensed to provide investment advice in various states including California, Connecticut, Florida, Georgia, Illinois, Massachusetts, New Jersey, New York, Pennsylvania and Texas. Marco has previously worked at HSBC Securities (USA) Inc., Barclays Capital Inc., Goldman, Sachs & Co. and Bear, Stearns & Co. Inc. Marco has a strong background in the securities industry and has held positions at various financial institutions.

Firm Information

Marco Frigeri is currently registered with Btig, LLC. Btig, LLC is a Limited Liability Company formed in 2002. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm also holds an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

154

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Marco Frigeri’s Registration & Firm History

NY

12/04/2023 - Present

Btig, LLC (PURCHASE NY)

NY

09/07/2011 - 05/11/2023

BTIG, LLC (PURCHASE NY)

NY

07/28/2010 - 06/16/2011

HSBC SECURITIES (USA) INC. (NEW YORK NY)

NY

06/30/2009 - 04/09/2010

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

08/15/2005 - 07/06/2009

GOLDMAN, SACHS & CO. (NEW YORK NY)

NY

07/21/2004 - 03/04/2005

HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)

NY

04/04/2000 - 04/10/2003

GOLDMAN, SACHS & CO. (NEW YORK NY)

NY

09/15/1999 - 04/04/2000

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NY

09/23/1997 - 08/17/1999

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/08/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/21/2005

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 11/09/1998

Series 3 - National Commodity Futures Examination

BC

Issued 07/28/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Marco Alfonso Frigeri.
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