Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marco? Claim Your ProfileMarco Rodriguez has been in the financial services industry for over 6 years. Marco is currently registered as an Investment Advisor Representative with Westwind Capital. Marco has also been employed by Wells Fargo Clearing Services, LLC, BBVA Securities Inc., and Charles Schwab & Co., Inc., giving Marco experience with different financial services firms. Marco holds Series 63 and Series 65 licenses. Marco also holds Series 7, 9, 10 and SIE licenses. Marco specializes in providing financial planning, portfolio management, and financial services for individuals, high-net-worth individuals, corporations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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NM
04/19/2022 - Present
Westwind Capital (LAS CRUCES NM)
TX
01/22/2018 - 04/22/2021
WELLS FARGO CLEARING SERVICES, LLC (EL PASO TX)
TX
09/06/2017 - 01/10/2018
BBVA SECURITIES INC. (EL PASO TX)
TX
02/22/2016 - 09/05/2017
CHARLES SCHWAB & CO., INC. (El Paso TX)
IA
Issued 11/14/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/14/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/15/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/13/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/22/2016
Series 7 - General Securities Representative Examination
Active
Inactive
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