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Marcie Ann Maher

Prudential Annuities Distributors, Inc.

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About Marcie Ann Maher

Marcie Ann Maher is a financial advisor with Prudential Annuities Distributors, Inc. in SHELTON, CT. She is a registered representative with FINRA and the state of Connecticut. Marcie has been in the financial services industry since 2007 and has held previous roles at PRUCO SECURITIES, LLC., VOYA FINANCIAL PARTNERS, LLC, and AXA DISTRIBUTORS, LLC.

Firm Information

Marcie Maher is currently registered with Prudential Annuities Distributors, Inc.. Prudential Annuities Distributors, Inc. is a corporation formed in September 1987. It is registered in all 50 states, the District of Columbia, and Puerto Rico, as well as with the SEC. The firm has been the subject of 2 regulatory events and 1 civil event.

Not reported

Assets Under Management

Not reported

Total Clients

554

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Marcie Maher’s Registration & Firm History

CT

04/01/2020 - Present

Prudential Annuities Distributors, Inc. (SHELTON CT)

NJ

03/02/2018 - 04/01/2020

PRUCO SECURITIES, LLC. (NEWARK NJ)

CT

05/24/2017 - 11/22/2017

VOYA FINANCIAL PARTNERS, LLC (WINDSOR CT)

CT

09/25/2007 - 03/31/2017

AXA DISTRIBUTORS, LLC (FARMINGTON CT)

NC

04/28/2005 - 01/09/2006

AXA DISTRIBUTORS, LLC (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 06/30/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/27/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Marcie Ann Maher. Review regulatory record here.
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