Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marcia sue? Claim Your ProfileMarcia Sue Spellman is a financial advisor with over 40 years of experience in the industry. Marcia Sue is a Registered Representative with Raymond James Financial Services Advisors, Inc. Marcia Sue has also held positions with Southwest Securities, Inc., Spellman Capital Corporation, Brokers Transaction Services, Inc., and Rotan Mosle Inc. Marcia Sue holds licenses to practice in a variety of states and is a Certified Financial Planner. Marcia Sue offers a variety of financial services, including financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
TX
01/02/2009 - Present
Raymond James Financial Services Advisors, Inc. (DALLAS TX)
TX
12/17/2003 - 06/08/2006
SOUTHWEST SECURITIES, INC. (DALLAS TX)
TX
11/18/1982 - 12/31/2003
SPELLMAN CAPITAL CORPORATION (DALLAS TX)
TX
06/09/1997 - 12/31/1997
BROKERS TRANSACTION SERVICES, INC. (DALLAS TX)
NA
12/08/1972 - 09/01/1980
ROTAN MOSLE INC.
IA
Issued 9/11/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/5/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 5/14/1987
Series 27 - Financial and Operations Principal Examination
BC
Issued 11/24/1982
Series 4 - Registered Options Principal Examination
BC
Issued 10/24/1982
Series 53 - Municipal Securities Principal Examination
BC
Issued 7/30/1982
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/12/1970
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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