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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marcia sue? Claim Your ProfileMarcia Sue Spellman is a financial advisor registered with Raymond James Financial Services Advisors, Inc. and holds several licenses and registrations, including Series 63, Series 65, and Series 7TO. Marcia Sue has been in the industry since 1975 and has held prior registrations with firms such as Southwest Securities, Inc., Spellman Capital Corporation, and Rotan Mosle Inc. Marcia Sue specializes in providing financial planning and portfolio management services to individuals, businesses, and institutions. She is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
TX
01/02/2009 - Present
Raymond James Financial Services Advisors, Inc. (DALLAS TX)
TX
12/17/2003 - 06/08/2006
SOUTHWEST SECURITIES, INC. (DALLAS TX)
TX
11/18/1982 - 12/31/2003
SPELLMAN CAPITAL CORPORATION (DALLAS TX)
TX
06/09/1997 - 12/31/1997
BROKERS TRANSACTION SERVICES, INC. (DALLAS TX)
NA
12/08/1972 - 09/01/1980
ROTAN MOSLE INC.
IA
Issued 09/11/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/05/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/14/1987
Series 27 - Financial and Operations Principal Examination
BC
Issued 11/24/1982
Series 4 - Registered Options Principal Examination
BC
Issued 10/24/1982
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/30/1982
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/12/1970
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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