Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marcia? Claim Your ProfileMarcia Mazingo is a financial advisor who has been in the industry since 1992. She is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and is licensed in Texas. She has previously been registered with Morgan Stanley & Co. Incorporated and Morgan Stanley DW Inc. Marcia Mazingo specializes in providing financial advice to individuals, businesses, corporations, charitable organizations, insurance companies, and pension and profit-sharing plans. Marcia Mazingo has worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated since May of 2008.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
05/02/2008 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (HOUSTON TX)
TX
04/02/2007 - 05/06/2008
MORGAN STANLEY & CO. INCORPORATED (THE WOODLANDS TX)
TX
08/23/1999 - 04/02/2007
MORGAN STANLEY DW INC. (THE WOODLANDS TX)
NY
03/11/1992 - 08/27/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 09/08/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/19/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 03/09/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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