Unclaimed
Marcia Lyn Hattey is a financial advisor with Empower Financial Services, Inc. Marcia is a registered representative in seven states, including Kansas, Missouri, Illinois, Arkansas, Iowa, Nebraska, and Texas. Marcia is a licensed Series 6, 7, and 63 representative with the Financial Industry Regulatory Authority (FINRA) and also holds the Series 65 license. Marcia is also licensed to sell securities in Arkansas, Illinois, Iowa, Kansas, Missouri, Nebraska, and Texas. Marcia began her career in the financial industry in 2000.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KS
03/27/2009 - Present
Empower Financial Services, Inc. (Fairway KS)
MO
05/28/2008 - 12/06/2008
AMERICAN CENTURY INVESTMENT SERVICES INC. (KANSAS CITY MO)
MO
12/12/2003 - 05/12/2008
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (KANSAS CITY MO)
MO
08/07/2000 - 12/12/2003
AMERICAN CENTURY INVESTMENT SERVICES INC. (KANSAS CITY MO)
IA
Issued 03/22/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/19/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/2004
Series 7 - General Securities Representative Examination
BC
Issued 08/05/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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