Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marcia? Claim Your ProfileMarcia Herrera is a financial advisor at J.p. Morgan Securities LLC with over 27 years of experience in the financial services industry. Marcia has a wide range of experience with various types of clients and a deep understanding of investment strategies. Marcia has a strong understanding of the financial markets and a commitment to providing clients with personalized financial advice and investment strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
CA
11/02/2015 - Present
J.p. Morgan Securities LLC (PANORAMA CITY CA)
CA
09/05/2012 - 06/26/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GRANADA HILLS CA)
CA
12/13/2011 - 08/22/2012
UNIONBANC INVESTMENT SERVICES, LLC (SIMI VALLEY CA)
FL
06/22/2011 - 10/11/2011
TRANSAMERICA FINANCIAL ADVISORS, INC (ST. PETERSBURG FL)
CA
05/15/2001 - 08/03/2009
TRANSAMERICA FINANCIAL ADVISORS, INC. (LOS ANGELES CA)
CA
04/14/2000 - 05/30/2001
TRANSAMERICA SECURITIES SALES CORPORATION (LOS ANGELES CA)
NJ
03/15/1999 - 11/12/1999
COPELAND EQUITIES, INC. (SOMERSET NJ)
CA
07/02/1997 - 06/05/1998
GLENFED BROKERAGE SERVICES (GLENDALE CA)
MA
10/03/1990 - 07/03/1997
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
10/03/1990 - 07/03/1997
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BOTH
Issued 04/09/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/10/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/24/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/1995
Series 7 - General Securities Representative Examination
BC
Issued 10/01/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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