Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marcia? Claim Your ProfileMarcia Goldberg has been in the financial services industry since June 24, 1999 and is currently registered with LPL Financial LLC. Marcia has experience working with individuals, high-net-worth individuals, corporations, pension plans, and charitable organizations. Marcia has Series 6, 63, and 65 securities licenses. Marcia also holds the SIE exam designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
12/13/2019 - Present
LPL Financial LLC (LOS ANGELES CA)
CA
10/31/2008 - 12/17/2019
SAGEPOINT FINANCIAL, INC. (LOS ANGELES CA)
CA
06/25/1999 - 10/31/2008
AMERICAN GENERAL SECURITIES INCORPORATED (LOS ANGELES CA)
IA
Issued 11/23/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/24/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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