Unclaimed
Marcia Thomas is a financial advisor who has been in the industry since January 18, 2006. Marcia is registered with FINRA and is currently employed by Lazard Asset Management Securities LLC, where she has been since January 19, 2006. Marcia is licensed in 51 states and has passed the Series 66, Series 7, Series 31 and SIE exams. Marcia is dedicated to providing financial advice and services to her clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/19/2006 - Present
Lazard Asset Management Securities LLC (NEW YORK NY)
BOTH
Issued 03/27/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/2012
Series 31 - Futures Managed Funds Examination
BC
Issued 01/17/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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