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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marcia? Claim Your ProfileMarcia Nelson is a financial advisor with over 30 years of experience in the financial services industry. Marcia has been registered with UBS Financial Services Inc. since November 2015. Prior to that, Marcia was a financial advisor at Credit Suisse Securities (USA) LLC for over 13 years. Marcia has a broad range of experience, including working with high net worth individuals, corporations, charitable organizations, and pension and profit sharing plans. Marcia is dedicated to providing her clients with personalized financial advice and guidance. She is committed to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
IL
11/19/2015 - Present
UBS Financial Services Inc. (CHICAGO IL)
IL
05/03/2002 - 12/16/2015
CREDIT SUISSE SECURITIES (USA) LLC (CHICAGO IL)
NJ
08/30/1997 - 01/17/2003
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
IL
02/01/1995 - 08/28/1997
ZURICH KEMPER DISTRIBUTORS, INC. (CHICAGO IL)
NA
06/18/1992 - 02/01/1995
KEMPER FINANCIAL SERVICES, INC.
BOTH
Issued 10/17/1997
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/15/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/1992
Series 7 - General Securities Representative Examination
BC
Issued 06/16/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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