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Marci Wessels

Tower Principal Markets LLC

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About Marci Wessels

Marci Wessels is a registered representative with Tower Principal Markets LLC. She is a licensed principal who has been in the financial industry for over 8 years. Marci is a strong advocate for clients, working closely with them to help them achieve their financial goals. Marci is also a registered representative with Latour Trading LLC and TRC Markets LLC. Marci is committed to providing her clients with the highest level of service and expertise.

Firm Information

Marci Wessels is currently registered with Tower Principal Markets LLC. Tower Principal Markets LLC is a Limited Liability Company formed in South Carolina on February 24, 2022. The firm is registered with the Securities and Exchange Commission and the state of South Carolina.

Not reported

Assets Under Management

Not reported

Total Clients

23

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Marci Wessels’s Registration & Firm History

SC

04/14/2023 - Present

Tower Principal Markets LLC (MOUNT PLEASANT SC)

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Licenses & Designations

BC

Issued 08/31/2015

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Marci Wessels.
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