Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marci? Claim Your ProfileMarci Collis is a financial advisor with UBS Financial Services Inc. Marci has been in the financial services industry since 1987 and has a broad range of experience. Marci holds licenses for securities, insurance, and investment advisory, and has been registered with the state of Texas since 2010. Marci is dedicated to providing financial planning, investment advice, and portfolio management services to her clients. Prior to joining UBS, Marci worked for Morgan Stanley and other firms.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
OR
09/24/2010 - Present
UBS Financial Services Inc. (Lake Oswego OR)
OR
04/02/2007 - 11/24/2008
MORGAN STANLEY & CO. INCORPORATED (BEND OR)
OR
04/07/2004 - 04/02/2007
MORGAN STANLEY DW INC. (BEND OR)
CA
10/30/2000 - 03/17/2004
VIEWPOINT SECURITIES, LLC (SAN DIEGO CA)
CA
05/24/1999 - 06/26/2000
CAPSTONE INVESTMENTS (SAN DIEGO CA)
OR
03/08/1996 - 01/08/1999
AM&A SECURITIES, INC. (PORTLAND OR)
OR
06/29/1993 - 02/28/1996
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
ME
06/19/1991 - 07/06/1993
PARNASSUS INVESTMENTS (PORTLAND ME)
TX
01/16/1989 - 09/07/1990
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NA
08/17/1987 - 12/03/1988
FIRST GEORGETOWN SECURITIES, INC.
NA
02/07/1987 - 06/02/1987
OLDE DISCOUNT CORPORATION
NA
04/10/1985 - 06/09/1986
DISCOUNT INVESTMENTS OF AMERICA, INC.
BOTH
Issued 04/30/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/16/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/11/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/25/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/30/2001
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 04/07/1995
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/13/1993
Series 24 - General Securities Principal Examination
BC
Issued 11/05/1987
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 04/04/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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