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Marci Ann Griffin

Raymond James & Associates, Inc.

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About Marci Ann Griffin

Marci Ann Griffin is a financial advisor with over 30 years of experience in the financial services industry. Marci Ann Griffin currently works at Raymond James & Associates, Inc. and has been registered with the firm since December 7, 2022. Previously, Marci Ann Griffin was a financial advisor at Wells Fargo Clearing Services, LLC, Morgan Stanley, SunTrust Investment Services, Inc. and Merrill Lynch. Marci Ann Griffin holds the Series 7, Series 31, Series 63, and Series 66 licenses. Marci Ann Griffin provides a variety of financial services including financial planning, portfolio management, and educational seminars. Marci Ann Griffin's clients include individuals, high-net-worth individuals, corporations, pension and profit-sharing plans, insurance companies, charitable organizations, and banking or thrift institutions.

Firm Information

Marci Griffin is currently registered with Raymond James & Associates, Inc.. Raymond James & Associates, Inc. is a corporation headquartered in St. Petersburg, Florida, that was formed in February 1969. With a team of over 7,700 licensed agents, investment adviser representatives, and registered representatives, the firm manages over $433 billion in assets for a diverse clientele including high-net-worth individuals, corporations, insurance companies, pension plans, and charitable organizations. Raymond James offers a wide range of advisory services including financial planning, pension consulting, educational seminars, and portfolio management for individuals, businesses, and investment companies. The firm is registered with the Securities and Exchange Commission and is licensed to operate in all 50 states and the District of Columbia.
Raymond James & Associates, Inc.

880 CARILLON PARKWAY

ST. PETERSBURG, FL 33716

$433.81B

Assets Under Management

2,313

Total Clients

6,961

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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please see note in schedule d - miscellaneous

Please see note in schedule d - miscellaneous

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Marci Griffin’s Registration & Firm History

FL

12/07/2022 - Present

Raymond James & Associates, Inc. (ST. PETERSBURG FL)

TX

03/16/2020 - 05/17/2022

WELLS FARGO CLEARING SERVICES, LLC (PORTLAND TX)

FL

09/21/2017 - 06/26/2019

MORGAN STANLEY (Palm Beach Gardens FL)

FL

04/01/2016 - 08/03/2017

SUNTRUST INVESTMENT SERVICES, INC. (FORT MYERS FL)

FL

08/05/2015 - 01/19/2016

WELLS FARGO ADVISORS, LLC (NAPLES FL)

GA

01/10/2013 - 07/20/2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ATLANTA GA)

GA

05/18/2011 - 12/20/2012

MORGAN STANLEY (ATLANTA GA)

GA

04/08/2010 - 05/18/2011

UBS FINANCIAL SERVICES INC. (ATLANTA GA)

GA

04/25/2007 - 09/16/2008

UBS FINANCIAL SERVICES INC. (ATLANTA GA)

GA

01/03/2006 - 06/27/2006

ROBERT W. BAIRD & CO. INCORPORATED (ALPHARETTA GA)

MO

12/09/2003 - 03/29/2005

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NY

10/27/1999 - 04/15/2003

GOLDMAN, SACHS & CO. (NEW YORK NY)

CT

05/11/1998 - 10/15/1999

ABN AMRO INCORPORATED (STAMFORD CT)

NJ

08/30/1997 - 04/17/1998

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NY

05/13/1996 - 07/09/1997

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

MO

09/26/1995 - 05/01/1996

EVEREN SECURITIES, INC. (ST. LOUIS MO)

NJ

05/25/1994 - 09/22/1995

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

WI

09/08/1993 - 06/13/1994

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

MO

09/01/1988 - 09/07/1993

A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)

NA

07/02/1987 - 10/22/1987

THE STUART-JAMES COMPANY, INC.

NA

05/28/1987 - 07/02/1987

FIRST INVESTORS CORPORATION

NA

04/29/1987 - 06/01/1987

BLINDER, ROBINSON & CO.,INC.

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Licenses & Designations

BOTH

Issued 06/18/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/02/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/17/2012

Series 31 - Futures Managed Funds Examination

BC

Issued 04/25/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Marci Ann Griffin.
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