Unclaimed
Marci A. Miller is a financial advisor registered with Fidelity Brokerage Services LLC. Marci has been in the financial services industry for over 10 years and is licensed to sell securities in Massachusetts, Texas and Utah. Marci holds the Series 7, 9, 10, 63 and 66 licenses. Marci has previously worked at Fidelity Brokerage Services LLC in the past.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
06/26/2018 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
TX
04/26/2006 - 11/09/2012
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
BC
Issued 09/11/2021
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 06/03/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/24/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/06/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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