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Marcelo Fabian Ubal

PNC Investments

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About Marcelo Fabian Ubal

Marcelo Fabian Ubal is a financial advisor with PNC Investments. Marcelo has been in the financial services industry since August 2003. Prior to joining PNC Investments, Marcelo worked at Andbanc Brokerage, LLC, Cetera Investment Services LLC, Ocean Financial Services, LLC, LPL Financial LLC, HSBC Securities (USA) Inc., Wells Fargo Advisors, LLC, Southern Trust Securities, Inc., Delta Equity Services Corporation, VectorGlobal WMG, Wachovia Securities, LLC, Stanford Group Company, J.P. Morgan Securities Inc., and Datek Online Financial Services LLC. Marcelo has passed the Series 63, Series 66, Series 7, and SIE exams. Marcelo has a wide range of experience in providing financial advice to individuals, businesses, and institutions. Marcelo specializes in retirement planning, investment management, and insurance.

Firm Information

Marcelo Ubal is currently registered with PNC Investments. PNC Investments, a Limited Liability Company formed in 2003, provides investment advisory services across the United States. They manage a wide range of client assets, including those of individuals, high-net-worth individuals, corporations, pension plans, charitable organizations, and churches. PNC Investments offers portfolio management services for individuals and businesses, as well as selection of other advisors. They also participate in wrap fee programs.
PNC Investments

300 FIFTH AVENUE

PITTSBURGH, PA 15222-2722

$23.90B

Assets Under Management

Not reported

Total Clients

1,112

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Marcelo Ubal’s Registration & Firm History

FL

12/06/2022 - Present

PNC Investments (MIAMI FL)

FL

10/13/2021 - 11/21/2022

ANDBANC BROKERAGE, LLC (MIAMI FL)

FL

06/21/2019 - 09/30/2021

CETERA INVESTMENT SERVICES LLC (MIAMI FL)

FL

08/15/2017 - 04/10/2019

OCEAN FINANCIAL SERVICES, LLC (MIAMI FL)

FL

06/20/2016 - 08/30/2017

LPL FINANCIAL LLC (MIAMI FL)

FL

10/01/2012 - 06/30/2016

HSBC SECURITIES (USA) INC. (MIAMI FL)

FL

08/17/2010 - 02/21/2012

WELLS FARGO ADVISORS, LLC (AVENTURA FL)

GA

07/02/2010 - 08/11/2010

SOUTHERN TRUST SECURITIES, INC. (LAWRENCEVILLE GA)

FL

09/15/2009 - 05/21/2010

DELTA EQUITY SERVICES CORPORATION (MIAMI FL)

FL

09/17/2008 - 06/18/2009

VECTORGLOBAL WMG (MIAMI FL)

FL

01/30/2006 - 09/19/2008

WACHOVIA SECURITIES, LLC (MIAMI FL)

TX

08/03/2004 - 10/06/2005

STANFORD GROUP COMPANY (HOUSTON TX)

NY

06/07/2002 - 05/12/2004

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NJ

10/09/2001 - 05/13/2002

DATEK ONLINE FINANCIAL SERVICES LLC (JERSEY CITY NJ)

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Licenses & Designations

BOTH

Issued 10/07/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/06/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/08/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Marcelo Fabian Ubal. Review regulatory record here.
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