Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marcelo? Claim Your ProfileMarcelo Bernardo is an active investment advisor representative with CWM, LLC, in Irvine, California. Marcelo has been working in the financial industry since 1992. Marcelo has a history of working with LPL Financial, Citigroup Global Markets Inc., and Wachovia Securities, LLC. Marcelo is also a registered investment advisor and holds Series 6, 7, 63, and 65 licenses. Marcelo is a wealth advisor specializing in fixed insurance, financial planning, estate planning, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Sub-advisory services for other investment advisory firms
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees from other investment advisors
1
2
CA
10/19/2020 - Present
CWM, LLC (Torrance CA)
CA
09/12/2008 - 10/21/2020
LPL FINANCIAL LLC (IRVINE CA)
CA
05/29/2007 - 09/26/2008
CITIGROUP GLOBAL MARKETS INC. (SANTA ANA CA)
CA
04/03/2006 - 05/29/2007
CITICORP INVESTMENT SERVICES (SANTA ANA CA)
CA
03/03/2004 - 02/23/2006
CUNA BROKERAGE SERVICES, INC. (NEWPORT BEACH CA)
MO
09/03/1999 - 01/29/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
CA
05/01/1998 - 09/01/1999
WM FINANCIAL SERVICES, INC. (IRVINE CA)
CA
07/31/1992 - 05/01/1998
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
IA
Issued 10/26/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/14/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/1994
Series 7 - General Securities Representative Examination
BC
Issued 07/13/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Marcelo Bernardo is the right advisor for you? Invested Better is here to help.
