Unclaimed
Marcello Mariani is a financial professional with over 25 years of experience in the industry. Marcello is currently registered with Barclays Capital Inc. and has been with the firm since 2009. Marcello's previous employers include Lehman Brothers Inc., Banc of America Securities LLC, Credit Lyonnais Securities (USA), Inc., Lazard Freres & Co. LLC and Paribas Corporation. Marcello has a strong background in securities trading and holds several professional licenses, including Series 7, 24, 55, 57TO and 99TO. Marcello is registered in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/05/2009 - Present
Barclays Capital Inc. (NEW YORK NY)
NY
07/10/2003 - 11/04/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
07/03/2001 - 03/31/2003
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
04/24/2001 - 06/27/2001
CREDIT LYONNAIS SECURITIES (USA), INC. (NEW YORK NY)
NY
03/17/2000 - 04/25/2001
LAZARD FRERES & CO. LLC (NEW YORK NY)
NY
04/07/1997 - 03/16/2000
PARIBAS CORPORATION (NEW YORK NY)
BC
Issued 12/20/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/31/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/24/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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