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Marcela Garcia-dungy

Charles Schwab & CO., Inc.

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About Marcela Garcia-dungy

Marcela Garcia-dungy is a financial advisor with Charles Schwab & Co., Inc., having over 20 years of experience in the financial industry. Marcela has a Series 7 and 63 license, along with the SIE and Series 65. Previously, Marcela worked at BANC of AMERICA INVESTMENT SERVICES, INC. and UBS PAINEWEBBER INC. before joining Charles Schwab & Co., Inc. Marcela is currently registered to provide investment advice in 22 states including California, Texas, Florida, and New York. In addition to her work as a financial advisor, Marcela is also a landlord, owning rental properties in Hawaii and California.

Firm Information

Marcela Garcia-dungy is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Marcela Garcia-dungy’s Registration & Firm History

CA

06/22/2009 - Present

Charles Schwab & CO., Inc. (Los Gatos CA)

CA

09/16/2005 - 04/28/2009

BANC OF AMERICA INVESTMENT SERVICES, INC. (FRESNO CA)

MA

02/03/2004 - 02/23/2005

BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)

NJ

07/06/2001 - 09/11/2002

UBS PAINEWEBBER INC. (WEEHAWKEN NJ)

NY

06/26/2000 - 07/11/2001

SALOMON SMITH BARNEY INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 05/09/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/14/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/22/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Marcela Garcia-dungy.
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