Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marcela? Claim Your ProfileMarcela Galvan is an investment advisor representative registered with UBS Financial Services Inc. Marcela has been in the financial services industry since 2009. Marcela currently is licensed in Arizona, California, Florida, Illinois, Louisiana, Nevada, New Mexico, Oklahoma and Texas. Marcela has held previous roles at RBC Capital Markets, LLC, Citigroup Global Markets Inc., Chase Investment Services Corp., Morgan Stanley Smith Barney, and Citigroup Global Markets Inc. Marcela holds Series 66, Series 7, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
06/30/2022 - Present
UBS Financial Services Inc. (SUGAR LAND TX)
TX
06/28/2016 - 07/05/2022
RBC CAPITAL MARKETS, LLC (HOUSTON TX)
TX
01/04/2011 - 01/08/2015
CITIGROUP GLOBAL MARKETS INC. (KATY TX)
TX
11/03/2009 - 12/13/2010
CHASE INVESTMENT SERVICES CORP. (HOUSTON TX)
TX
06/01/2009 - 06/11/2009
MORGAN STANLEY SMITH BARNEY (HOUSTON TX)
TX
04/30/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (HOUSTON TX)
BOTH
Issued 08/17/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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